Filing Details

Accession Number:
0000899243-19-025439
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-10 17:14:45
Reporting Period:
2019-10-08
Accepted Time:
2019-10-10 17:14:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO Retail-Grocery Stores (5411) 471874201
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1779740 Jr. J. Eric Lindberg C/O Grocery Outlet Holding Corp.
5650 Hollis Street
Emeryville CA 94608
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-08 25,000 $7.13 25,000 No 4 M Direct
Common Stock Disposition 2019-10-08 25,000 $32.57 0 No 4 S Direct
Common Stock Disposition 2019-10-08 225,000 $32.57 2,426,670 No 4 S Indirect By Lindberg Revocable Trust
Common Stock Disposition 2019-10-08 50,000 $0.00 2,376,670 No 5 G Indirect By Lindberg Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Lindberg Revocable Trust
No 5 G Indirect By Lindberg Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2019-10-08 25,000 $0.00 25,000 $7.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,332,614 2024-10-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 701,500 Indirect By Lindberg Irrevocable Trust
Common Stock 460 Indirect By child
Common Stock 460 Indirect By spouse
Footnotes
  1. This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.
  2. Reflects shares directly held by the Lindberg Revocable Trust u/a/d 2/14/06 of which Mr. Lindberg is a Trustee
  3. Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.
  4. Represents 1,357,614 stock options granted on October 21, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 1,357,614 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions.