Filing Details

Accession Number:
0000899243-19-025436
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-10 17:12:57
Reporting Period:
2019-10-08
Accepted Time:
2019-10-10 17:12:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO Retail-Grocery Stores (5411) 471874201
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1779767 H. Thomas Mcmahon C/O Grocery Outlet Holding Corp.
5650 Hollis Street
Emeryville CA 94608
Evp, Sales & Merchandising No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-08 50,000 $7.13 141,195 No 4 M Direct
Common Stock Disposition 2019-10-08 50,000 $32.57 91,195 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2019-10-08 50,000 $0.00 50,000 $7.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
191,352 2024-11-25 No 4 M Direct
Footnotes
  1. This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.
  2. Represents 241,352 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 241,353 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions.