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Filing Details

Accession Number:: 0001209191-19-052839
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-10-09 17:58:18
Reporting Period:: 2019-10-07

Accepted Time:: 2019-10-09 17:58:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1591851	Marie Shawn Soderberg	4353 North First Street San Jose CA 95134	Evp, Gc & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2019-10-07	73,227	$0.00	155,797	No	4	M	Direct
Class A Common Stock	Acquisiton	2019-10-07	20,000	$0.00	175,797	No	4	C	Direct
Class A Common Stock	Disposition	2019-10-08	4,797	$3.11	171,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units (Class A common stock)	Disposition	2019-10-07	39,893	$0.00	39,893	$0.00
Class A Common Stock	Restricted Stock Units (Class A common stock)	Disposition	2019-10-07	33,334	$0.00	33,334	$0.00
Class B Common Stock	Restricted stock units (Class B common stock)	Disposition	2019-10-07	20,000	$0.00	20,000	$0.00
Class B Common Stock	Class B common stock	Acquisiton	2019-10-07	20,000	$0.00	20,000	$0.00
Class A Common Stock	Class B common stock	Disposition	2019-10-07	20,000	$0.00	20,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
79,786		2028-08-01	No	4	M	Direct
0	2019-07-24	2028-08-10	No	4	M	Direct
20,000		2028-07-24	No	4	M	Direct
20,000			No	4	M	Direct
0			No	4	C	Direct

Footnotes

Delivery of such shares which vested as noted was deferred by the reporting person until October 7, 2019.
Includes 1,105 shares issued in connection with the reporting person's participation in the issuer's Employee Stock Purchase Plan.
Conversion of derivative security in accordance with its terms.
Sale of shares pursuant to a Rule 10b5-1 trading plan entered into by reporting person
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.06 to $3.18, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Each Class A common stock RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
The RSU vests over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date.
Each Class B common stock RSU represents a contingent right to receive 1 share of the Issuer's Class B Common Stock upon settlement.
The RSU's will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.