Filing Details

Accession Number:
0000947871-19-000720
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-09 08:42:37
Reporting Period:
2019-10-07
Accepted Time:
2019-10-09 08:42:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517175 Chefs' Warehouse Inc. CHEF Wholesale-Groceries, General Line (5141) 203031526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525965 John Pappas 100 East Ridge Road
Ridgefield CT 06877
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-07 44,757 $20.23 1,359,358 No 4 M Direct
Common Stock Disposition 2019-10-07 43,122 $36.58 1,316,236 No 4 S Direct
Common Stock Disposition 2019-10-07 1,635 $37.43 1,314,601 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Price-Based Stock Options (Right to Buy) Disposition 2019-10-07 44,757 $0.00 44,757 $20.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-03-07 No 4 M Direct
Footnotes
  1. The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on 09/06/2019.
  2. Represents the weighted average sales price of the shares sold ranging from a low of $36.12 to a high of $37.03 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Represents the weighted average sales price of the shares sold ranging from a low of $37.22 to a high of $37.70 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
  4. Price-based stock options were eligible for vesting upon the issuer's achievement of a $30 stock price hurdle (based on 20-consecutive trading day average) on or before the fourth anniversary of the grant date (03/07/2016); in addition, price-based stock options were not exercisable before the third anniversary of the grant date and were subject to the terms of the Reporting Person's non-qualified stock option agreement.