Filing Details

Accession Number:
0001493152-19-015187
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-07 21:20:24
Reporting Period:
2019-10-03
Accepted Time:
2019-10-07 21:20:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1705012 Fat Brands Inc FAT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1437165 C James Neuhauser 9720 Wilshire Blvd., Suite 500
Beverly Hills CA 90212
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series B Cumualtive Preferred Stock Acquisiton 2019-10-03 4,000 $0.00 4,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock WARRANT TO PURCHASE COMMON STOCK Acquisiton 2019-10-03 2,400 $0.00 2,400 $8.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,400 2019-10-03 2024-10-03 No 4 P Direct
Footnotes
  1. On October 3, 2019, the Reporting Person participated in the Company's public offering and acquired 4,000 shares of Series B Preferred Stock that were accompanied by 2,400 warrants to purchase 2,400 shares of Common Stock at an exercise price of $8.50 per share of Common Stock. Each share of Series B Preferred Stock and the accompanying warrant was acquired at a price of $25.00.