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Home > Insider Trading > Filing (0001493152-19-015185)

Filing Details

Accession Number:: 0001493152-19-015185
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-10-07 21:18:08
Reporting Period:: 2019-10-03

Accepted Time:: 2019-10-07 21:18:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1705012	Fat Brands Inc	FAT	Retail-Eating Places (5812)	821302696

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1720349	Squire John Junger	9720 Wilshire Blvd., Suite 500 Beverly Hills CA 90212		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series B Cumualtive Preferred Stock	Acquisiton	2019-10-03	5,000	$0.00	5,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	WARRANT TO PURCHASE COMMON STOCK	Acquisiton	2019-10-03	3,000	$0.00	3,000	$8.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,000	2019-10-03	2024-10-03	No	4	P	Direct

Footnotes

On October 3, 2019, the Reporting Person participated in the Company's public offering and acquired 5,000 shares of Series B Preferred Stock that were accompanied by 3,000 warrants to purchase 3,000 shares of Common Stock at an exercise price of $8.50 per share of Common Stock. Each share of Series B Preferred Stock and the accompanying warrant was acquired at a price of $25.00.