Filing Details

Accession Number:
0001225208-19-013234
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-07 16:17:19
Reporting Period:
2019-10-04
Accepted Time:
2019-10-07 16:17:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443909 James Owens 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-04 33,275 $20.57 219,673 No 4 M Direct
Common Stock Disposition 2019-10-04 33,275 $46.34 186,398 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2019-10-04 33,275 $20.57 33,275 $20.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-12-03 2019-12-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 354 Indirect By 401(k) Plan
Common Stock 280 Indirect By Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $22.27 2012-01-20 2021-01-20 48,331 48,331 Direct
Common Stock Employee Stock Option (Right-to-Buy) $25.19 2012-07-07 2021-07-07 15,748 15,748 Direct
Common Stock Employee Stock Option (Right-to-Buy) $28.40 2013-01-26 2022-01-26 77,881 77,881 Direct
Common Stock Employee Stock Option (Right-to-Buy) $33.38 2017-01-19 2026-01-19 182,039 182,039 Direct
Common Stock Employee Stock Option (Right-to-Buy) $39.64 2014-01-24 2023-01-24 80,697 80,697 Direct
Common Stock Employee Stock Option (Right-to-Buy) $41.00 2016-01-22 2025-01-22 112,727 112,727 Direct
Common Stock Employee Stock Option (Right-to-Buy) $45.04 2020-01-24 2029-01-24 226,403 226,403 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.92 2015-01-23 2024-01-23 79,061 79,061 Direct
Common Stock Employee Stock Option (Right-to-Buy) $50.10 2018-01-26 2027-01-26 151,826 151,826 Direct
Common Stock Employee Stock Option (Right-to-Buy) $53.57 2019-01-25 2028-01-25 146,887 146,887 Direct
Common Stock Performance Stock Option (Right-to-Buy) $57.70 2021-01-31 2027-10-20 289,684 289,684 Direct
Common Stock Performance Stock Units $0.00 2020-01-24 2022-01-24 24,532 24,532 Direct
Common Stock Performance Stock Units $0.00 2019-01-25 2021-01-25 10,596 10,596 Direct
Common Stock Performance Stock Units $0.00 2018-01-26 2020-01-26 5,775 5,775 Direct
Common Stock Performance Stock Units (CEO) $0.00 2020-01-24 2020-01-24 9,118 9,118 Direct
Common Stock Performance Stock Units (CEO) $0.00 2020-01-24 2022-01-24 24,533 24,533 Direct
Common Stock Performance Stock Units (CEO) $0.00 2019-01-25 2021-01-25 10,600 10,600 Direct
Common Stock Performance Stock Units (CEO) $0.00 2018-01-26 2020-01-26 9,114 9,114 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-20 48,331 48,331 Direct
2021-07-07 15,748 15,748 Direct
2022-01-26 77,881 77,881 Direct
2026-01-19 182,039 182,039 Direct
2023-01-24 80,697 80,697 Direct
2025-01-22 112,727 112,727 Direct
2029-01-24 226,403 226,403 Direct
2024-01-23 79,061 79,061 Direct
2027-01-26 151,826 151,826 Direct
2028-01-25 146,887 146,887 Direct
2027-10-20 289,684 289,684 Direct
2022-01-24 24,532 24,532 Direct
2021-01-25 10,596 10,596 Direct
2020-01-26 5,775 5,775 Direct
2020-01-24 9,118 9,118 Direct
2022-01-24 24,533 24,533 Direct
2021-01-25 10,600 10,600 Direct
2020-01-26 9,114 9,114 Direct
Footnotes
  1. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.14 to $46.2950. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  2. This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
  3. Held jointly by spouse and son.
  4. This option is 100% vested.
  5. This option vests in three equal annual installments beginning on the date shown.
  6. This date was reported incorrectly on the Reporting Person's original Form 4, dated January 24, 2019, and has been updated with the correct expiration date.
  7. These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
  8. These performance stock units convert into shares of common stock on a 1-for-1 basis.
  9. These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
  10. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
  11. These performance stock units vest in one annual installment beginning on the date shown, subject to one or more performance measures being achieved.
  12. These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.