Filing Details
- Accession Number:
- 0001127602-19-029629
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-10-02 14:08:11
- Reporting Period:
- 2019-04-10
- Accepted Time:
- 2019-10-02 14:08:11
- Original Submission Date:
- 2019-04-11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247943 | Corbin Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-04-10 | 15 | $64.93 | 29,218 | No | 4 | P | Indirect | Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 11,219 | Direct | |
| Class A Common Stock | 14,343 | Indirect | Reporting Person's LP interest in shares held in RA1 |
| Class A Common Stock | 1,843 | Indirect | Reporting person's proportionate interests in shares held by Rankin Associates II, L.P |
| Class A Common Stock | 611 | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | 29,242 | Indirect | Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin |
| Class A Common Stock | 29,242 | Indirect | Spouse serves as trustee for GSTs for the benefit of James T. Rankin |
| Class A Common Stock | 7 | Indirect | Held by Spouse |
| Class A Common Stock | 19 | Indirect | spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust |
| Class A Common Stock | 25,324 | Indirect | spouse's proportionate partnership interest in shares held by RA I LP |
| Class A Common Stock | 34,849 | Indirect | spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P |
| Class A Common Stock | 65,824 | Indirect | Spouses proportionate LP interest in shares held in RA4 |
| Class A Common Stock | 657 | Indirect | Spouse's proportionate interest in shares held by RAV |
| Class A Common Stock | 282 | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | 78 | Indirect | Spouse's proportionate Interest in shares held by RAV held by Rankin Management |
| Class A Common Stock | 96 | Indirect | Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management |
| Class A Common Stock | 154,036 | Indirect | spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin |
| Class A Common Stock | 1,975 | Indirect | Spouse's proportionate interest in shares held in RMI |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 3,622 | 3,622 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 25,657 | 25,657 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,843 | 1,843 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 7 | 7 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 31 | 31 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 45,300 | 45,300 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 34,849 | 34,849 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 104,286 | 104,286 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 145,912 | 145,912 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,622 | 3,622 | Direct | |
| 25,657 | 25,657 | Indirect | |
| 1,843 | 1,843 | Indirect | |
| 6,889 | 6,889 | Indirect | |
| 6,889 | 6,889 | Indirect | |
| 6,889 | 6,889 | Indirect | |
| 7 | 7 | Indirect | |
| 31 | 31 | Indirect | |
| 45,300 | 45,300 | Indirect | |
| 34,849 | 34,849 | Indirect | |
| 104,286 | 104,286 | Indirect | |
| 145,912 | 145,912 | Indirect | |
| 1,975 | 1,975 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan.
- 2019-Apr-10-Weighted Average - Share Price represents average price between $64.85 and $64.99.
- Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A
Billionaire Hedge Funds
