Filing Details

Accession Number:
0001214659-19-006142
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-01 18:09:51
Reporting Period:
2019-09-27
Accepted Time:
2019-10-01 18:09:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896493 Dpw Holdings Inc. DPW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
91335 O Robert Smith 201 Shipard Way Suite E
Newport Beach CA 92663
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-09-27 54 $2.29 55 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2019-09-27 10,833 $0.00 54 $480.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-30 No 4 C Direct
Footnotes
  1. On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C Preferred Stock. Each share of Series C Preferred Stock has a stated value of $2.40 and, at the time of issuance, had a conversion price of $0.60.
  2. The conversion price of the shares of Series C Preferred Stock has been adjusted to reflect the Issuer's Reverse Stock Split with a ratio of one-for-twenty, which became effective on March 14, 2019, and the Issuer's Reverse Stock Split with a ratio of one-for-forty, which became effective on August 5, 2019. The 10,833 shares of Series C Preferred Stock have an aggregate stated value of $26,000, which upon conversion resulted in the issuance of 54 shares of common stock.
  3. Not applicable.