Filing Details

Accession Number:
0001209191-19-051083
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-30 15:18:24
Reporting Period:
2019-09-27
Accepted Time:
2019-09-30 15:18:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1358762 Reata Pharmaceuticals Inc RETA Pharmaceutical Preparations (2834) 113651945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1662411 Warren James Huff 2801 Gateway Drive
Suite 150
Irving TX 75063
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-09-23 12,500 $0.00 164,157 No 5 G Direct
Class A Common Stock Acquisiton 2019-09-23 12,500 $0.00 12,500 No 5 G Indirect By spouse
Class A Common Stock Disposition 2019-09-23 7,000 $0.00 157,157 No 5 G Direct
Class A Common Stock Disposition 2019-09-27 63,000 $86.61 94,157 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By spouse
No 5 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,166 Indirect By Huff 2010 Descendants' Trust
Footnotes
  1. This transaction, undertaken as part of the reporting person's estate planning, involved the partition of community property so that 12,500 shares of Class A common stock became separate property of the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Although this transaction is reported as a gift, the reporting person also claims the exception provided by Rule 16a-13.
  2. This transaction, undertaken as part of the reporting person's estate planning, represents the donative transfer of shares of Class A common stock to trusts for the benefit of immediate family members, which trusts have an independent trustee.
  3. This transaction, undertaken as part of the reporting person's estate planning, represents the private transfer of shares of Class A common stock to trusts for the benefit of immediate family members, which trusts have an independent trustee.