Home > Insider Trading > Filing (0001209191-19-051051)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	Electrical Industrial Apparatus (3620)	770565408

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746127	Swaminathan Venkataraman	4353 North First Street San Jose CA 95134	Evp Of Engineering And Cto	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-09-25	169,491	$0.00	257,711	No	4	C	Direct
Class A Common Stock	Disposition	2019-09-26	86,324	$3.41	171,387	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Restricted Stock Units (Class B Common Stock)	Disposition	2019-09-25	44,445	$0.00	44,445	$3.47
Class B Common Stock	Class B Common Stock	Acquisiton	2019-09-25	44,445	$0.00	44,445	$0.00
Class A Common Stock	Class B common stock	Disposition	2019-09-25	44,445	$0.00	44,445	$0.00
Class B Common Stock	Restricted Stock Units (Class B common stock)	Disposition	2019-09-25	33,334	$0.00	33,334	$3.47
Class B Common Stock	Class B common stock	Acquisiton	2019-09-25	33,334	$0.00	33,334	$0.00
Class A Common Stock	Class B common stock	Disposition	2019-09-25	33,334	$0.00	33,334	$0.00
Class A Common Stock	Restricted Stock Units (Class A common stock)	Disposition	2019-09-25	91,712	$0.00	91,712	$3.47

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2018-07-24	2028-07-24	No	4	M	Direct
44,445			No	4	M	Direct
0			No	4	C	Direct
33,333	2018-07-24	2028-07-24	No	4	M	Direct
33,334			No	4	M	Direct
0			No	4	C	Direct
183,423		2028-08-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	389,146	Indirect	By trust

Footnotes

Conversion of derivative security in accordance with its terms.
Includes 1,105 Class A common shares issued on August 14, 2019 in connection with the reporting person's participation in the Company's Employee Stock Purchase Plan .
Sale of shares pursuant to a Rule 10b5-1 trading plan entered into by reporting person
Weighted average price
Held by The Venkataraman Living Trust UTA dtd 6/8/2011 of which the reporting person is a trustee
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
The RSU vests over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date.