Filing Details
- Accession Number:
- 0001209191-19-051050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-27 21:13:29
- Reporting Period:
- 2019-09-25
- Accepted Time:
- 2019-09-27 21:13:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1745993 | Seilheimer Susan Brennan | 4353 North First Street San Jose CA 95134 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-09-25 | 108,986 | $0.00 | 147,410 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-09-26 | 55,486 | $3.41 | 91,924 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Units (Class B Common Stock) | Disposition | 2019-09-25 | 33,334 | $0.00 | 33,334 | $3.47 |
| Class B Common Stock | Class B Common Stock | Acquisiton | 2019-09-25 | 33,334 | $0.00 | 33,334 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-09-25 | 33,334 | $0.00 | 33,334 | $0.00 |
| Class B Common Stock | Restricted Stock Units (Class B Common Stock) | Disposition | 2019-09-25 | 23,334 | $0.00 | 23,334 | $3.47 |
| Class B Common Stock | Class B Common Stock | Acquisiton | 2019-09-25 | 23,334 | $0.00 | 23,334 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-09-25 | 23,334 | $0.00 | 23,334 | $0.00 |
| Class B Common Stock | Restricted Stock Units (Class B Common Stock) | Disposition | 2019-09-25 | 52,318 | $0.00 | 52,318 | $3.47 |
| Class B Common Stock | Class B Common Stock | Acquisiton | 2019-09-25 | 52,318 | $0.00 | 52,318 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-09-25 | 52,318 | $0.00 | 52,318 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-07-24 | 2028-07-24 | No | 4 | M | Direct |
| 33,334 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 23,333 | 2019-07-24 | 2028-07-24 | No | 4 | M | Direct |
| 23,334 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 104,636 | 2028-07-24 | No | 4 | M | Direct | |
| 52,318 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Conversion of a derivative security in accordance with its terms.
- Includes 1105 shares issued on August 14, 2019 in connection with the reporting person's participation in the Bloom Energy Corporation Employee Stock Purchase Plan.
- Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.
- Weighted average sales price
- All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
- RSU's will vest over two years at 6 month intervals from the end of lock-up and during an open trading window, subject to the reporting person's continued service through each vesting date
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