Filing Details

Accession Number:
0001157523-19-002015
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-27 15:00:21
Reporting Period:
2019-09-25
Accepted Time:
2019-09-27 15:00:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
65596 Siebert Financial Corp SIEB Security Brokers, Dealers & Flotation Companies (6211) 111796714
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1683285 Kennedy Cabot Acquisition, Llc 24005 Ventura Blvd.
Suite 200
Calabasas CA 91302
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Disposition 2019-09-25 50,000 $1.90 3,577,283 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. On September 25, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant.