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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-09-26 20:17:57
Reporting Period:
Accepted Time:
2019-09-26 20:17:57
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
6951 Applied Materials Inc AMAT Semiconductors & Related Devices (3674) 941655526
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1721736 G. Steve Ghanayem C/o Applied Materials, Inc.
3050 Bowers Ave., M/s 1268, Po Box 58039
Santa Clara CA 95054
Svp, New Mrkts & Alliances Grp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-09-24 25,727 $52.12 460,748 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.91 to $52.57, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 262,607 performance shares and restricted stock units previously reported that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,704 performance shares are scheduled to vest in December 2019, (b) 105,294 restricted stock units are scheduled to vest in installments in December of 2019 through 2021, and (c) 122,609 performance shares are scheduled to vest in installments in December of 2019 through 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).