Filing Details
- Accession Number:
- 0001567619-19-018762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-25 18:41:24
- Reporting Period:
- 2019-09-23
- Accepted Time:
- 2019-09-25 18:41:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070423 | Plains All American Pipeline Lp | PAA | Crude Petroleum & Natural Gas (1311) | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 728399 | Oxy Usa Inc | 5 Greenway Plaza Suite 110 Houston TX 77046 | No | No | No | Yes | |
| 797468 | Occidental Petroleum Corp /De/ | 5 Greenway Plaza Suite 110 Houston TX 77046 | No | No | No | Yes | |
| 1590092 | Oxy Holding Co (Pipeline), Inc. | 5 Greenway Plaza Suite 110 Houston TX 77046 | No | No | No | Yes | |
| 1590160 | Occidental Transportation Holding Corp | 5 Greenway Plaza Suite 110 Houston TX 77046 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units | Disposition | 2019-09-23 | 14,977,890 | $21.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Units | See footnotes | Disposition | 2019-09-23 | 29,977,890 | $0.00 | 29,977,890 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct |
Footnotes
- Pursuant to the limited partnership agreement of Plains AAP, L.P. (AAP), each limited partner of AAP, including Oxy Holding Company (Pipeline), Inc. (OHC), has the right, at any time and from time to time, to (i) cause its Class A units representing limited partner interests of AAP (AAP Class A Units), together with an equal number of Class B shares representing limited partner interests of PAGP (as defined below) (the Class B Shares) and units representing limited liability company interests of PAGP GP (as defined below) (the GP Units and, together with the AAP Class A Units and the Class B Shares, the Redemption Securities) to be redeemed for common units representing limited partner interests of the Issuer (the Common Units) on a one-for-one basis (the Redemption Right), or (ii) immediately exchange its Securities for Class A shares (the PAGP Class A Shares) of Plains GP Holdings, L.P. (PAGP) on a one-for-one basis or, at AAP's election, the cash value thereof (the Exchange Right).
- On September 23, 2019, (i) immediately prior to the closing of the Issuer's secondary offering pursuant to registration statement No. 333-214778, OHC exercised the Redemption Right with respect to the Redemption Securities in exchange for 14,977,890 Common Units of the Issuer and (ii) immediately prior to the closing of PAGP's secondary offering pursuant to registration statement No. 333-200596, OHC exercised the Exchange Right with respect to the Securities not redeemed pursuant to the Redemption Right in exchange for 15,000,000 PAGP Class A Shares. As a result, the Reporting Persons (as defined below) no longer own any Securities.
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