Home > Insider Trading > Filing (0001209191-19-050600)

Filing Details

Accession Number:: 0001209191-19-050600
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-24 20:17:06
Reporting Period:: 2019-09-20

Accepted Time:: 2019-09-24 20:17:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1301236	Sotherly Hotels Inc.	SOHO	Real Estate Investment Trusts (6798)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1304020	Andrew Sims	410 West Francis Street Williamsburg, Va VA 23185	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2019-09-20	17,751	$6.76	344,879	No	4	S	Direct
8.0% Series B Preferred Stock	Acquisiton	2019-09-23	1,500	$25.73	1,500	No	4	P	Direct
7.875% Series C Preferred Stock	Acquisiton	2019-09-23	1,500	$25.71	1,500	No	4	P	Direct
8.25% Series D Preferred Stock	Acquisiton	2019-09-23	1,500	$26.27	1,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	793,937	Indirect	By AMS Family Partnership, R.L.L.P.
Common Stock	156,250	Indirect	By spouse
Common Stock	10,494	Indirect	By ESOP

Footnotes

This transaction was executed in multiple trades at prices ranging from $6.75 to $6.77, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Reflects allocations under the issuer's Employee Stock Ownership Plan.
The full security title is 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock.
This transaction was executed in multiple trades at prices ranging from $25.7222 to $25.7456, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
The full security title is 7.875% Series C Cumulative Redeemable Perpetual Preferred Stock.
This transaction was executed in multiple trades at prices ranging from $25.6767 to $25.7199, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
The full security title is 8.25% Series D Cumulative Redeemable Perpetual Preferred Stock.
This transaction was executed in multiple trades at prices ranging from $26.2518 to $26.3111, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.