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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-09-20 16:47:20
Reporting Period:
Accepted Time:
2019-09-20 16:47:20
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
920448 Broadvision Inc BVSN Services-Prepackaged Software (7372) 943184303
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1295389 Joseph Liemandt 401 Congress Ave., Suite 2650
Austin TX 78701
No No Yes No
1477025 Esw Capital, Llc 401 Congress Ave, Suite 2650
Austin TX 78701
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-18 46,088 $1.33 1,045,307 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
  1. The price shown is the weighted average purchase price for the reported transaction. The range of prices at which common stock was purchased for the reported transaction was $1.33 to $1.39. A breakdown of each transaction will beprovided upon request.
  2. These shares are held directly by ESW Capital, LLC ("ESW"). Joseph Liemandt is the sole voting member of ESW and may be deemed to have beneficial ownership, for purposes of Section 13(d) of the Securities Exchange Act of 1934,of the shares held by ESW. Mr. Liemandt disclaims Section 16 beneficial ownership of the shares held by ESW, except to the extent, if any, of his pecuniary interest therein.