Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-09-17 16:07:41
Reporting Period:
Accepted Time:
2019-09-17 16:07:41
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
10456 Baxter International Inc BAX Surgical & Medical Instruments & Apparatus (3841) 360781620
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1262931 D John Forsyth One Baxter Parkway
Deerfield IL 60015
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1 Par Value Acquisiton 2019-09-13 180 $31.26 31,701 No 4 M Direct
Common Stock, $1 Par Value Disposition 2019-09-13 180 $87.76 31,521 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $1 Par Value Stock Option (Right to Buy) Disposition 2019-09-13 180 $0.00 180 $31.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,810 2012-05-08 2021-05-03 No 4 M Direct
  1. Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Forsyth.