Filing Details

Accession Number:
0001127602-19-028569
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-17 15:45:41
Reporting Period:
2019-09-16
Accepted Time:
2019-09-17 15:45:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628590 W David Gibbs 7100 Corporate Drive
Plano TX 75024
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-16 2,000 $23.48 42,928 No 4 M Direct
Common Stock Disposition 2019-09-16 422 $111.36 42,506 No 4 D Direct
Common Stock Disposition 2019-09-16 1,578 $110.48 40,928 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2019-09-16 2,000 $0.00 2,000 $23.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,000 2011-02-05 2020-02-05 No 4 M Direct
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. Vesting occurs on a quarterly basis beginning one year from grant date.