Filing Details
- Accession Number:
- 0001562180-19-004845
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-17 14:34:33
- Reporting Period:
- 2019-09-17
- Accepted Time:
- 2019-09-17 14:34:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217612 | Jeffrey Hoyt | People'S United Bank 850 Main Street Bridgeport CT 06604 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-17 | 3,242 | $12.65 | 25,199 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-09-17 | 8,284 | $12.94 | 33,483 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-09-17 | 2,737 | $14.12 | 36,220 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-17 | 14,263 | $16.09 | 21,957 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2019-09-17 | 3,242 | $0.00 | 3,242 | $12.65 |
| Common Stock | Employee Option to Buy | Disposition | 2019-09-17 | 8,284 | $0.00 | 8,284 | $12.94 |
| Common Stock | Employee Option to Buy | Disposition | 2019-09-17 | 2,737 | $0.00 | 2,737 | $14.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-16 | No | 4 | M | Direct | |
| 0 | 2023-02-21 | No | 4 | M | Direct | |
| 0 | 2024-05-15 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.07 to $16.11. The reported price reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the SEC staff, Peoples United Financial, Inc. or a shareholder of Peoples United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 4,019 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 43 shares acquired through dividend reinvestment). Information is based on the 6/30/19 Plan statement.
- Exercisable in annual increments on 3/1/14 (50%); 3/1/15 (25%); and 3/1/16 (25%).
- Exercisable in annual increments on 3/1/14 (33 1/3%); 3/1/15 (33 1/3%); and 3/1/16 (33 1/3%).
- Exercisable in annual increments on 6/1/15 (33 1/3%); 6/1/16 (33 1/3%); and 6/1/17 (33 1/3%).
Billionaire Hedge Funds
