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Filing Details

Accession Number:: 0001209191-19-049680
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-16 17:26:06
Reporting Period:: 2019-09-12

Accepted Time:: 2019-09-16 17:26:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1770787	10X Genomics Inc.	TXG	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1562157	Foresite Capital Fund I, L.p.	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No
1581219	Foresite Capital Management I, Llc	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No
1581754	B. James Tananbaum	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No
1594912	Foresite Capital Management Ii, Llc	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No
1594914	Foresite Capital Fund Ii, L.p.	600 Montgomery Street Suite 4500 San Francisco CA 94111	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-09-12	187,500	$39.00	187,500	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Series A-2 Convertible Preferred Stock	Disposition	2019-09-16	5,487,470	$0.00	5,487,470	$0.00
Class B Common Stock	Series B Convertible Preferred Stock	Disposition	2019-09-16	1,002,166	$0.00	1,002,166	$0.00
Class B Common Stock	Series C Convertible Preferred Stock	Disposition	2019-09-16	558,260	$0.00	558,260	$0.00
Class B Common Stock	Series B Convertible Preferred Stock	Disposition	2019-09-16	5,513,058	$0.00	5,513,058	$0.00
Class B Common Stock	Series C Convertible Preferred Stock	Disposition	2019-09-16	1,324,195	$0.00	1,324,195	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2019-09-16	7,047,896	$0.00	7,047,896	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2019-09-16	6,837,253	$0.00	6,837,253	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
7,047,896	No	4	C	Indirect
6,837,253	No	4	C	Indirect

Footnotes

FCF I purchased 187,500 shares of Issuer's Class A Common Stock in connection with the Issuer's initial public offering at the offering price of $39.00 per share.
The shares are owned directly by Foresite Capital Fund I, L.P. ("FCF I"). Foresite Capital Management I, LLC ("FCM I"), the general partner of FCF I, may be deemed to have sole voting and dispositive power over these shares. Mr. Tananbaum, in his capacity as managing member of FCM I, may be deemed to have sole voting and dispositive power over these shares. Each Reporting Person disclaims the existence of a "group." Each of FCM I and its members and Mr. Tananbaum disclaims beneficial ownership of any of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that FCM I and its members or Mr. Tananbaum is the beneficial owner of these shares for purposes of Section 16 or any other purpose.
Each share of Series A-2 Convertible Preferred Stock automatically converted, for no additional consideration, into one (1) share of Issuer's Class B Common Stock upon the closing of the Issuer's initial public offering.
The Series A-2 Convertible Preferred Stock has no expiration date.
Each share of Series B Convertible Preferred Stock automatically converted, for no additional consideration, into one (1) share of Issuer's Class B Common Stock upon the closing of the Issuer's initial public offering.
The Series B Convertible Preferred Stock has no expiration date.
Each share of Series C Convertible Preferred Stock automatically converted, for no additional consideration, into one (1) share of Issuer's Class B Common Stock upon the closing of the Issuer's initial public offering.
The Series C Convertible Preferred Stock has no expiration date.
The shares are owned directly by Foresite Capital Fund II, L.P. ("FCF II"). Foresite Capital Management II, LLC ("FCM II"), the general partner of FCF II, may be deemed to have sole voting and dispositive power over these shares. Mr. Tananbaum, in his capacity as managing member of FCM II, may be deemed to have sole voting and dispositive power over these shares. Each Reporting Person disclaims the existence of a "group." Each of FCM II and its members and Mr. Tananbaum disclaims beneficial ownership of any of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that FCM II and its members or Mr. Tananbaum is the beneficial owner of these shares for purposes of Section 16 or any other purpose.
Each share of Class B Common Stock is convertible, for no additional consideration, into one (1) share of Class A Common Stock at any time at the holder's election.
The Class B Common Stock has no expiration date.
Each share of Series A-2 Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted, for no additional consideration, into one (1) share of Issuer's Class B Common Stock upon the closing of the Issuer's initial public offering.
Each share of Series B Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted, for no additional consideration, into one (1) share of Issuer's Class B Common Stock upon the closing of the Issuer's initial public offering.