Filing Details

Accession Number:
0001225208-19-012515
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-16 16:02:58
Reporting Period:
2019-09-12
Accepted Time:
2019-09-16 16:02:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc. HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349356 Christopher Swift One Hartford Plaza
Hartford CT 06155
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-12 28,779 $28.91 211,218 No 4 M Direct
Common Stock Acquisiton 2019-09-12 6,700 $28.91 217,918 No 4 M Direct
Common Stock Acquisiton 2019-09-12 2,200 $28.91 220,118 No 4 M Direct
Common Stock Disposition 2019-09-12 2,200 $60.00 217,918 No 4 S Direct
Common Stock Disposition 2019-09-12 6,700 $60.01 211,218 No 4 S Direct
Common Stock Disposition 2019-09-12 28,779 $59.60 182,439 No 4 S Direct
Common Stock Acquisiton 2019-09-13 24,279 $28.91 206,718 No 4 M Direct
Common Stock Disposition 2019-09-13 24,279 $60.32 182,439 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2019-09-12 2,200 $0.00 2,200 $28.91
Common Stock Stock Option Disposition 2019-09-12 6,700 $0.00 6,700 $28.91
Common Stock Stock Option Disposition 2019-09-12 28,779 $0.00 28,779 $28.91
Common Stock Stock Option Disposition 2019-09-13 24,279 $0.00 24,279 $28.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,737 2021-03-01 No 4 M Direct
84,037 2021-03-01 No 4 M Direct
55,258 2021-03-01 No 4 M Direct
30,979 2021-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,750 Indirect By Spouse
Common Stock 24,850 Indirect Swift Family Gift Trust
Common Stock 44,200 Indirect Swift Family Legacy Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $20.63 2022-02-28 148,448 148,448 Direct
Common Stock Stock Option $24.15 2023-03-05 141,388 141,388 Direct
Common Stock Stock Option $35.83 2024-03-04 103,872 103,872 Direct
Common Stock Stock Option $41.25 2025-03-03 301,887 301,887 Direct
Common Stock Stock Option $43.59 2026-03-01 294,481 294,481 Direct
Common Stock Stock Option $48.89 2027-02-28 302,908 302,908 Direct
Common Stock Stock Option $49.01 2029-02-26 352,263 352,263 Direct
Common Stock Stock Option $53.81 2028-02-27 284,819 284,819 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-28 148,448 148,448 Direct
2023-03-05 141,388 141,388 Direct
2024-03-04 103,872 103,872 Direct
2025-03-03 301,887 301,887 Direct
2026-03-01 294,481 294,481 Direct
2027-02-28 302,908 302,908 Direct
2029-02-26 352,263 352,263 Direct
2028-02-27 284,819 284,819 Direct
Footnotes
  1. The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $59.97 - $60.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $60.00 - $60.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $58.97 - $59.96 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $60.00 - $60.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
  7. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
  8. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
  9. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
  10. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
  11. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
  12. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
  13. One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
  14. One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.