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Filing Details

Accession Number:
0001225208-19-012452
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-16 06:51:57
Reporting Period:
2019-09-12
Accepted Time:
2019-09-16 06:51:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1541020 A Jeffrey Dowdle 880 Carillon Parkway
St. Petersburg FL 33716
Cao & President, Asset Mgmt. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-09-12 8,398 $84.91 34,338 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,218 Indirect ESOP
Common Stock 1,500 Indirect UTMA Custodian for Daughter EC
Common Stock 1,500 Indirect UTMA Custodian for Son GT
Footnotes
  1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average sale price. The range of prices for such transaction was $84.83 to $84.98.
  3. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through September 12, 2019.
  4. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.