Filing Details

Accession Number:
0001209191-19-049520
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-13 18:04:00
Reporting Period:
2019-09-12
Accepted Time:
2019-09-13 18:04:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273813 Assured Guaranty Ltd AGO Surety Insurance (6351) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1732392 Stephen Donnarumma 30 Woodbourne Avenue
Hamilton D0
Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2019-09-12 3,844 $19.24 97,073 No 4 M Direct
Common Shares Disposition 2019-09-12 2,868 $45.17 94,205 No 4 S Direct
Common Shares Acquisiton 2019-09-12 5,000 $19.79 99,205 No 4 M Direct
Common Shares Disposition 2019-09-12 3,760 $45.14 95,445 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Option to Acquire Common Shares Disposition 2019-09-12 3,844 $0.00 3,844 $19.24
Common Shares Option to Acquire Common Shares Disposition 2019-09-12 5,000 $0.00 5,000 $19.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2016-02-07 2020-02-07 No 4 M Direct
0 2020-02-24 No 4 M Direct
Footnotes
  1. The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.1506 and $45.17 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
  2. The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.12 and $45.166 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
  3. All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 16,138 performance share units of various tranches.
  4. Options vested as follows: 1/3 on February 24, 2011, 1/3 on February 24, 2012 and 1/3 on February 24, 2013.