Filing Details
- Accession Number:
- 0000824142-19-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-13 17:29:09
- Reporting Period:
- 2019-09-12
- Accepted Time:
- 2019-09-13 17:29:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc. | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757894 | E Stephen Wakefield | 2425 South Yukon Tulsa OK 74107 | Vp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2019-09-12 | 1,532 | $22.76 | 8,410 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2019-09-12 | 849 | $26.47 | 9,259 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2019-09-12 | 960 | $32.80 | 10,219 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2019-09-12 | 3,341 | $50.54 | 6,878 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-09-12 | 1,532 | $50.54 | 1,532 | $22.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-09-12 | 849 | $50.54 | 849 | $26.47 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-09-12 | 960 | $50.54 | 960 | $32.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,532 | 2016-12-18 | 2025-12-18 | No | 4 | M | Direct |
| 566 | 2017-08-01 | 2026-08-01 | No | 4 | M | Direct |
| 1,440 | 2017-11-18 | 2026-11-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 4,638 | Indirect | 401(k) Plan |
| Common Stock | 625 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $36.95 | 2019-01-02 | 2028-01-02 | 22,200 | 22,200 | Direct |
| Common Stock | Stock Option (Right to Buy) | $41.37 | 2020-03-11 | 2029-03-11 | 91,000 | 91,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-01-02 | 22,200 | 22,200 | Direct |
| 2029-03-11 | 91,000 | 91,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $50.50 to $50.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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