Filing Details
- Accession Number:
- 0001209191-19-049495
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-13 16:52:06
- Reporting Period:
- 2019-09-11
- Accepted Time:
- 2019-09-13 16:52:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124140 | Exact Sciences Corp | EXAS | Services-Commercial Physical & Biological Research (8731) | 204782291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1764247 | C. Scott Johnson | C/O Exact Sciences Corp. 441 Charmany Drive Madison WI 53719 | Svp - Research And Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-30 | 282 | $13.26 | 7,934 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2019-04-30 | 404 | $42.44 | 8,338 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2019-09-11 | 7,500 | $0.00 | 15,838 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-12 | 3,527 | $108.63 | 12,311 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-09-11 | 7,500 | $0.00 | 7,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 193 | Indirect | Held in 401(K) Plan |
Footnotes
- Represents shares purchased through Employee Stock Purchase Plan.
- Represents shares of common stock received upon vesting of a restricted stock unit award.
- Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on September 11, 2019.
- In addition to the shares of Common Stock reported on this Form 4, which total 12,504 shares, Mr. Johnson also holds, in the aggregate, an additional 52,172 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- Represents a restricted stock unit award granted on September 11, 2017 that partially vested on September 11, 2019. The restricted stock units vest in four equal annual installments beginning on September 11, 2018.
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