Filing Details

Accession Number:
0001213900-19-017996
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-13 16:51:49
Reporting Period:
2019-09-04
Accepted Time:
2019-09-13 16:51:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1117171 Cbak Energy Technology Inc. CBAK Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 880442833
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1764910 Dawei Li No. 11 Meigui Street(East),
Huayuankou Economic District
Dalian F4 116450
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-04 1,384,717 $1.05 6,733,359 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. On September 4, 2019, the Reporting Person acquired 1,384,717 shares of common stock of the Issuer by cancelling a loan of $1.45 million that the Issuer owed to the Reporting Person, at the exchange price of $1.05 per share.