Filing Details

Accession Number:
0001104659-19-050134
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-13 16:09:46
Reporting Period:
2019-09-11
Accepted Time:
2019-09-13 16:09:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1629019 Merchants Bancorp MBIN State Commercial Banks (6022) 205747400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1718356 R. Michael Dury 11555 North Meridian Street, Suite 400
Carmel IN 46032
President Of Merchants Capital No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-11 10,486 $16.73 49,162 No 4 P Direct
Common Stock Acquisiton 2019-09-12 1,514 $16.60 50,676 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series A Preferred Stock 44,000 Direct
8 % Non-Cumulative, Perpetual Preferred Stock 300 Direct
Footnotes
  1. The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.44 to $17.21 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. includes 14,579 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,429 vesting 12/31/2019; 5,237 vesting 12/31/2020; and 3,913 vesting 12/31/2021.
  3. The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.14 to $16.79 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote