Filing Details

Accession Number:
0001562180-19-004789
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-13 09:31:00
Reporting Period:
2019-09-11
Accepted Time:
2019-09-13 09:31:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1253176 Vapotherm Inc VAPO Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1752635 L. Anthony Arnerich 100 Domain Drive
Exeter NH 03833
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-11 20,000 $8.68 30,000 No 4 P Indirect 3x5 Partners LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect 3x5 Partners LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,598 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $8.64 to $8.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. These shares are directly held by 3x5 Partners LLC ("3x5") for the benefit of the Reporting Person. The Reporting Person, along with Nicholas Walrod, are the two managing members of 3x5. As a managing member of 3x5, the Reporting Person has voting and dispositive power over such securities.