Filing Details

Accession Number:
0000899243-19-023515
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-12 19:33:41
Reporting Period:
2019-09-10
Accepted Time:
2019-09-12 19:33:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1540755 Anaplan Inc. PLAN Services-Prepackaged Software (7372) 270897861
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1754317 Xian Ying David Chung C/O Anaplan, Inc.
50 Hawthorne Street
San Francisco CA 94105
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-10 1,250 $0.00 7,987 No 4 M Direct
Common Stock Acquisiton 2019-09-10 2,500 $0.00 10,487 No 4 M Direct
Common Stock Acquisiton 2019-09-10 160 $0.00 10,647 No 4 M Direct
Common Stock Disposition 2019-09-12 1,355 $48.30 9,292 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-09-10 1,250 $0.00 1,250 $0.00
Common Stock Restricted Stock Units Disposition 2019-09-10 2,500 $0.00 2,500 $0.00
Common Stock Restricted Stock Units Disposition 2019-09-10 160 $0.00 160 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,500 No 4 M Direct
37,500 No 4 M Direct
2,414 No 4 M Direct
Footnotes
  1. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2019 with the remainder vesting in 12 equal quarterly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.
  2. 6.25% of these RSUs vest quarterly beginning on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date.
  3. 6.25% of these RSUs vest quarterly after June 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. On May 30, 2019, the Reporting Person filed a Form 4 reporting the grant of 2,668 RSUs (the "Prior Report"). The Prior Report inadvertently overstated by 94 RSUs the total number of RSUs granted and should have reported that 2,574 RSUs were granted. The total number of derivative securities set forth in Column 9 of this Form 4 is based on the 2,574 RSUs granted and corrects the error in the Prior Report.
  4. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.