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Filing Details

Accession Number:: 0001166003-19-000043
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-12 18:27:40
Reporting Period:: 2019-09-10

Accepted Time:: 2019-09-12 18:27:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1166003	Xpo Logistics Inc.	XPO	Transportation Services (4700)	030450326

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1329290	D Jason Papastavrou	C/O Xpo Logistics, Inc. 5 American Lane Greenwich CT 06831		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2019-09-10	1,375	$75.42	0	No	4	S	Indirect	See footnote
Common Stock, Par Value $0.001 Per Share	Acquisiton	2019-09-10	1,375	$75.42	13,875	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $0.001 Per Share	Restricted Stock Unit	$0.00			3,249	3,249	Direct
Common Stock, Par Value $0.001 Per Share	Restricted Stock Unit	$0.00			2,071	2,071	Direct
Common Stock, Par Value $0.001 Per Share	Restricted Stock Unit	$0.00			3,970	3,970	Direct
Common Stock, Par Value $0.001 Per Share	Restricted Stock Unit	$0.00			6,501	6,501	Direct
Common Stock, Par Value $0.001 Per Share	Restricted Stock Unit	$0.00			4,257	4,257	Direct
Common Stock, Par Value $0.001 Per Share	Restricted Stock Unit	$0.00			2,500	2,500	Direct
Common Stock, Par Value $0.001 Per Share	Director Stock Option (right to buy)	$23.19	2015-01-02	2023-12-12	8,000	8,000	Direct
Common Stock, Par Value $0.001 Per Share	Director Stock Option (right to buy)	$16.74	2013-12-11	2022-12-11	8,000	8,000	Direct
Common Stock, Par Value $0.001 Per Share	Director Stock Option (right to buy)	$9.28	2012-09-02	2021-11-21	8,000	8,000	Direct
Common Stock, Par Value $0.001 Per Share	See footnote	$7.00	2011-09-02		92,857	650	Indirect
Common Stock, Par Value $0.001 Per Share	Warrants	$7.00	2011-09-02	2021-09-02	92,857	92,857	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	3,249	3,249	Direct
	2,071	2,071	Direct
	3,970	3,970	Direct
	6,501	6,501	Direct
	4,257	4,257	Direct
	2,500	2,500	Direct
2023-12-12	8,000	8,000	Direct
2022-12-11	8,000	8,000	Direct
2021-11-21	8,000	8,000	Direct
	92,857	650	Indirect
2021-09-02	92,857	92,857	Indirect

Footnotes

Jason D. Papastavrou purchased the shares from the Brett A. Athans Declaration of Trust through a private transaction for $75.42 per share, representing the closing price of the Issuer's Common Stock on the New York Stock Exchange on September 10, 2019.
The Brett A. Athans Declaration of Trust was the direct beneficial owner of these securities. Dr. Papastavrou is the trustee of the Brett A. Athans Declaration of Trust.
Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.
Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
The RSUs vested in full on January 2, 2019 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 3, 2018 and are subject to a deferral election. Shares of common stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 4, 2017 and are subject to a deferral election. Shares of common stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 2, 2016 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on December 11, 2013 and are subject to a deferral election. Shares of Common Stock will be delivered to the reporting person as per the terms of the deferral election.
Series A Convertible Perpetual Preferred Stock, par value $0.001 per share.
The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").
The Series A Convertible Perpetual Preferred Stock has no expiration date.
Represents 92,857 shares of Common Stock initially issuable upon conversion of 650 shares of Series A Convertible Perpetual Preferred Stock, subject to adjustment as set forth in the Certificate of Designation.
Springer Wealth Management LLC is the direct beneficial owner of these securities. Jason D. Papastavrou is the owner of 100% of the equity interests of Springer Wealth Management LLC.
The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").
Represents 92,857 shares of Common Stock initially issuable upon the exercise of 92,857 Warrants, subject to adjustment as set forth in the Warrant Certificate.