Filing Details
- Accession Number:
- 0001443194-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-12 17:41:25
- Reporting Period:
- 2019-01-17
- Accepted Time:
- 2019-09-12 17:41:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341766 | Celsius Holdings Inc. | CELH | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 202745790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443194 | H. William Milmoe | 3299 N.w. 2Nd Avenue Boca Raton FL 33431 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-17 | 39,011 | $0.80 | 21,475,906 | No | 5 | F | Indirect | See Footnote |
| Common Stock | Acquisiton | 2019-09-12 | 500,000 | $3.60 | 21,975,906 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2019-09-12 | 1,492,385 | $3.39 | 23,468,291 | No | 5 | C | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | F | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 5 | C | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-01-17 | 50,000 | $0.00 | 50,000 | $0.80 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-01-24 | 50,000 | $0.00 | 50,000 | $3.73 |
| Common Stock | Convertible Note | Disposition | 2019-09-12 | 1,492,385 | $5,000,000.00 | 1,492,385 | $3.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 180,000 | 2015-04-24 | 2019-04-24 | No | 5 | M | Direct |
| 230,000 | 2029-01-24 | No | 5 | A | Direct | |
| 0 | 2018-12-14 | 2020-12-14 | No | 5 | C | Indirect |
Footnotes
- Represents a "net exercise" of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 39,011 shares of common stock and surrendered 10,989 shares of common stock underlying the options in payment of the exercise price.
- A total of 134,611 shares of common stock are held individually by Mr. Milmoe. The balance are held by CD Financial, LLC and CDS Ventures of South Florida, LLC. Mr. Milmoe is a Manager of both entities.
- Represents the conversion of the outstanding principal and interest under that certain convertible promissory note previously issued to CD Financial, LLC on December 14, 2018.
- The stock options vest in three equal installments beginning on January 24, 2020.
Billionaire Hedge Funds
