Filing Details
- Accession Number:
- 0001593968-19-001878
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-12 10:24:23
- Reporting Period:
- 2019-09-10
- Accepted Time:
- 2019-09-12 10:24:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169100 | J Leon Holschbach | 1201 Network Centre Dr. Effingham IL 62401 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-10 | 2,022 | $16.59 | 153,617 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-10 | 2,022 | $26.59 | 151,595 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-09-11 | 5,486 | $16.59 | 157,081 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-11 | 5,486 | $26.59 | 151,595 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2019-09-10 | 2,022 | $0.00 | 2,022 | $16.59 |
| Common Stock | Option (right to buy) | Disposition | 2019-09-11 | 5,486 | $0.00 | 5,486 | $16.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,252 | 2023-12-10 | No | 4 | M | Direct | |
| 8,766 | 2023-12-10 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $18.16 | 2020-12-06 | 11,820 | 11,820 | Direct | |
| Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 22,762 | 22,762 | Direct | |
| Common Stock | Option (right to buy) | $18.00 | 2024-08-05 | 90,000 | 90,000 | Direct | |
| Common Stock | Common Share Equivalent | $0.00 | 4,291 | 4,291 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 825 | 825 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-12-06 | 11,820 | 11,820 | Direct |
| 2024-12-02 | 22,762 | 22,762 | Direct |
| 2024-08-05 | 90,000 | 90,000 | Direct |
| 4,291 | 4,291 | Direct | |
| 825 | 825 | Direct |
Footnotes
- Includes holdings through a self-directed IRA or revocable grantor trust
- These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- Options vested on 12/31/2017.
- Each common stock equivalent is the economic equivalent of one share of common stock.
- Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.
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