Filing Details

Accession Number:
0001398344-19-016486
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-10 18:00:02
Reporting Period:
2019-09-06
Accepted Time:
2019-09-10 18:00:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618333 Magnolia Capital Fund, Lp 1411 Harney St., Suite 200
Omaha NE 68102
No No Yes No
1618376 Magnolia Group, Llc 1411 Harney Street
Suite 200
Omaha NE 68102
No No Yes No
1667769 K Adam Peterson 1411 Harney Street, Suite 200
Omaha NE 68102
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-06 146 $9.05 1,908,959 No 4 P Direct
Common Stock Acquisiton 2019-09-09 15,101 $9.20 1,924,060 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.
  2. TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
  3. Mr. Peterson serves as a director of the Issuer.
  4. This transaction was executed in multiple trades at the price of $9.05. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $9.13 to $9.20. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.