Filing Details
- Accession Number:
- 0001366770-19-000005
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-09-10 17:59:25
- Reporting Period:
- 2019-09-10
- Accepted Time:
- 2019-09-10 17:59:25
- Original Submission Date:
- 2019-09-10
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366770 | G Joshua James | C/O Domo, Inc. 772 East Utah Valley Drive American Fork UT 84003 | Founder, Ceo And Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Acquisiton | 2019-09-10 | 60,000 | $17.00 | 160,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 2,143 | Indirect | By spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Class A Common Stock | $0.00 | 3,263,659 | 3,263,659 | Indirect | ||
| Class B Common Stock | Stock Option (right to buy) | $25.50 | 2024-09-03 | 616,921 | 616,921 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,263,659 | 3,263,659 | Indirect | |
| 2024-09-03 | 616,921 | 616,921 | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $16.65 to $17.26. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide Domo, Inc., any security holder of Domo, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- The Class A Common Stock is convertible into shares of Class B Common Stock on a one to one basis at any time at the election of the Reporting Person and has no expiration date.
- The reported securities are held of record by Cocolalla, LLC. The Reporting Person is the Manager of Cocolalla, LLC with voting and dispositive power over the shares.
- The shares subject to the option are fully vested and exercisable.
Billionaire Hedge Funds
