Filing Details

Accession Number:
0001654925-19-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-10 13:51:04
Reporting Period:
2019-09-06
Accepted Time:
2019-09-10 13:51:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
751978 Vicor Corp VICR Electronic Components, Nec (3679) 042742817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1654925 Alex Gusinov 25 Frontage Rd.
Andover MA 01810
Corp. Vp - Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-06 3,803 $11.25 11,715 No 4 M Direct
Common Stock Disposition 2019-09-06 2,395 $31.52 9,320 No 4 S Direct
Common Stock Acquisiton 2019-09-09 6,827 $11.25 16,147 No 4 M Direct
Common Stock Disposition 2019-09-09 4,301 $31.50 11,846 No 4 S Direct
Common Stock Disposition 2019-09-09 759 $31.50 11,087 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Option Disposition 2019-09-06 3,803 $0.00 3,803 $11.25
Common Stock Non Qualified Stock Option Disposition 2019-09-09 6,827 $0.00 6,827 $11.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,827 2020-11-01 No 4 M Direct
0 2020-11-01 No 4 M Direct
Footnotes
  1. The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 8/31/18.
  2. This stock option is exercisable in full.