Filing Details
- Accession Number:
- 0001543407-19-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-10 10:50:16
- Reporting Period:
- 2019-04-16
- Accepted Time:
- 2019-09-10 10:50:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10795 | Becton Dickinson & Co | BDX | Surgical & Medical Instruments & Apparatus (3841) | 220760120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221787 | A Vincent Forlenza | C/O Becton, Dickinson And Company 1 Becton Drive Franklin Lakes NJ 07417 | Chairman, Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-04-16 | 7,764 | $0.00 | 218,671 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2019-06-24 | 4,026 | $0.00 | 214,645 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2019-08-23 | 6,443 | $0.00 | 221,088 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2019-09-06 | 16,343 | $76.64 | 237,431 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-06 | 4,811 | $260.38 | 232,620 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-09-06 | 11,532 | $260.38 | 221,088 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2019-09-06 | 16,343 | $0.00 | 16,343 | $76.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,343 | 2011-11-23 | 2020-11-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,474 | Indirect | By GRAT |
| Common Stock | 10,645 | Indirect | SIP Trust |
Footnotes
- These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on April 16, 2019.
- These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on August 23, 2019.
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.68. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 14, 2018.
- Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2019.
- The stock appreciation rights vest in four annual installments beginning November 23, 2011.
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