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Home > Insider Trading > Filing (0000950103-19-012175)

Filing Details

Accession Number:: 0000950103-19-012175
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-06 20:01:11
Reporting Period:: 2019-09-04

Accepted Time:: 2019-09-06 20:01:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1642545	Shockwave Medical Inc.	SWAV	Surgical & Medical Instruments & Apparatus (3841)	270494101

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768408	Antoine Papiernik	C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-09-04	650,000	$34.35	3,394,206	No	4	S	Indirect	By Sofinnova Capital VII FCPR

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Sofinnova Capital VII FCPR

Footnotes

Represents shares directly held by Sofinnova Capital VII FCPR, reported by Sofinnova Capital VII FCPR on a separate Form 4. The reporting person is one of the managing partners of Sofinnova Partners SAS, a French corporation and the management company of Sofinnova Capital VII FCPR. The reporting person disclaims beneficial ownership in the reported securities except to the extent of his pecuniary interest therein.