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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-09-06 18:34:56
Reporting Period:
Accepted Time:
2019-09-06 18:34:56
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1519401 Regional Management Corp. RM () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334037 R Michael Dunn C/o Regional Management Corp.
979 Batesville Road, Suite B
Greer SC 29651
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-09-05 28,795 $28.01 63,656 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on May 14, 2019, as amended on August 5, 2019, under which the reporting person sold a total of 60,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. There will be no further sales pursuant to this Rule 10b5-1 Sales Plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.09, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.