Filing Details

Accession Number:
0001515156-19-000092
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-05 19:01:54
Reporting Period:
2019-09-03
Accepted Time:
2019-09-05 19:01:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1515156 Advanced Emissions Solutions Inc. ADES Miscellaneous Chemical Products (2890) 275472457
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641604 Alta Fundamental Advisers Llc 777 Third Avenue
Suite 19A
New York NY 10017
Yes No No No
1666423 Alta Fundamental Advisers Sp Llc 777 Third Avenue
Suite 19A
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-03 50,000 $12.35 1,562,417 No 4 P Indirect See Footnote
Common Stock Acquisiton 2019-09-04 200 $12.47 1,562,617 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.