Filing Details

Accession Number:
0000899243-19-022825
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-05 16:05:46
Reporting Period:
2019-09-04
Accepted Time:
2019-09-05 16:05:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1504619 Pennantpark Floating Rate Capital Ltd. PFLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1118957 L Samuel Katz C/O Pennantpark Floating Rate Cap. Ltd
590 Madison Avenue 15Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-04 25,000 $11.42 191,800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 300 Indirect Held by various related trusts