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Filing Details

Accession Number:: 0001001250-19-000094
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-09-05 15:24:26
Reporting Period:: 2019-09-03

Accepted Time:: 2019-09-05 15:24:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001250	Estee Lauder Companies Inc	EL	Perfumes, Cosmetics & Other Toilet Preparations (2844)	112408943

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1258930	Thomas Tracey Travis	The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153	Evp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2019-09-03	21,818	$0.00	41,285	No	4	A	Direct
Class A Common Stock	Disposition	2019-09-03	9,946	$199.49	31,339	No	4	F	Direct
Class A Common Stock	Acquisiton	2019-09-04	45,755	$59.78	77,094	No	4	M	Direct
Class A Common Stock	Disposition	2019-09-04	45,755	$200.11	31,339	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Option (Right to Buy)	Acquisiton	2019-09-03	29,916	$0.00	29,916	$199.49
Class A Common Stock	Restricted Stock Units (Share Payout)	Acquisiton	2019-09-03	8,221	$0.00	8,221	$0.00
Class A Common Stock	Restricted Stock Units (Share Payout)	Acquisiton	2019-09-03	10,026	$0.00	10,026	$0.00
Class A Common Stock	Option (Right to Buy)	Disposition	2019-09-04	45,755	$0.00	45,755	$59.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
29,916		2029-09-03	No	4	A	Direct
8,221			No	4	A	Direct
10,026			No	4	A	Direct
66,000	2014-01-01	2022-09-04	No	4	M	Direct

Footnotes

Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 6, 2016.
Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 36,954 shares exercisable from and after January 1, 2014; 36,954 shares exercisable from and after January 1, 2015; and 36,954 shares exercisable from and after January 1, 2016.
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.
Sales prices range from $200.00 to $200.84 per share, inclusive.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,972 shares exercisable from and after January 1, 2021; 9,972 shares exercisable from and after January 1, 2022; and 9,972 shares exercisable from and after January 1, 2023.
Not applicable.
Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,740 on October 31, 2020; 2,740 on November 2, 2021; and 2,741 on November 1, 2022. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2022. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.