Filing Details

Accession Number:
0001567619-19-017945
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-05 14:19:49
Reporting Period:
2019-09-03
Accepted Time:
2019-09-05 14:19:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1531031 Esquire Financial Holdings Inc. ESQ () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399963 Robert Mitzman 100 Jericho Quadrangle
Suite 100
Jericho NY 11753
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-03 1,000 $22.97 84,262 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,500 Indirect By insurance trust I
Common Stock 2,500 Indirect By insurance trust II
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $12.50 2011-01-04 2020-01-04 4,000 4,000 Direct
Common Stock Stock Options $12.50 2016-09-01 2025-09-01 22,231 22,231 Direct
Common Stock Stock Options $12.50 2017-09-01 2026-09-01 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-04 4,000 4,000 Direct
2025-09-01 22,231 22,231 Direct
2026-09-01 20,000 20,000 Direct
Footnotes
  1. Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
  2. Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
  3. Stock options are fully vested.
  4. Stock options vest at a rate of 20% per year commencing on September 1, 2016.
  5. Stock options vest at a rate of 20% per year commencing on September 1, 2017.