Filing Details
- Accession Number:
- 0001039399-19-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-05 10:53:37
- Reporting Period:
- 2019-09-03
- Accepted Time:
- 2019-09-05 10:53:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590177 | Mike Slessor | 7005 Southfront Road Livermore CA 94551 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-03 | 10,165 | $8.44 | 376,599 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-03 | 10,165 | $17.03 | 366,434 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-09-03 | 14,835 | $17.03 | 351,599 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-09-04 | 25,000 | $8.44 | 376,599 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-04 | 25,000 | $17.52 | 351,599 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-09-03 | 10,165 | $8.44 | 10,165 | $8.44 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-09-04 | 25,000 | $8.44 | 25,000 | $8.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 439,835 | 2022-02-09 | No | 4 | M | Direct | |
| 414,835 | 2022-02-09 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $16.70 through $17.155. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $16.72 through $17.15. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.31 through $17.70. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vested over 4 years, with 25% vesting on February 9, 2016, February 9, 2017, February 9, 2018 and February 9, 2019.
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