Filing Details

Accession Number:
0000898432-19-001159
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-04 21:55:32
Reporting Period:
2017-12-11
Accepted Time:
2019-09-04 21:55:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1178840 Neuberger Berman California Municipal Fund Inc. NBW () 522372411
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254645 Bradley Tank C/O Neuberger Berman Investment Advisers
1290 Avenue Of The Americas
New York NY 10104-0002
Cio Of Adviser Of Issuer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-11 3,600 $13.88 3,600 No 4 P Indirect By Indian Hill II LLC
Common Stock Acquisiton 2017-12-11 3,600 $13.83 3,600 No 4 P Indirect Brad C Tank 1999 Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Indian Hill II LLC
No 4 P Indirect Brad C Tank 1999 Trust
Footnotes
  1. The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $13.8300 to $13.8900. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  2. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  3. The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $13.8200 to $13.8300. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.