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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1287032	Prospect Capital Corp	PSEC	()	432048643

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1294357	F John Barry	10 East 40Th Street, 42Nd Floor New York NY 10016	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-29	139,761	$6.40	39,466,646	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	182,010	Indirect	By Spouse

Footnotes

This Form 4/A amends a Form 4 originally filed on 9/3/2019 ("the original Form 4"). In the original Form 4, 5,732.569 shares received as a stock dividend on August 22, 2019 were erroneously omitted from the total amount of securities beneficially owned following the reported transaction (column 5 of Table I) for the direct owner/reporting person. This Form 4/A dated 9/4/2019 is being filed to correct the number of shares owned after the reported transaction to include the receipt of the dividend shares. The details of the reported transaction in columns 1 - 4 of Table I remain unchanged.
This Form 4/A amends a Form 4 originally filed on 9/3/2019 ("the original Form 4"). In the original Form 4, 1,625.21 shares received as a stock dividend on August 22, 2019 were erroneously omitted from the total amount of securities beneficially owned following the reported transaction (column 5 of Table I) for the indirect owner (spouse). This Form 4/A dated 9/4/2019 is being filed to correct the number of shares owned to include the receipt of the dividend shares.