Filing Details

Accession Number:
0001127602-19-027853
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-04 16:03:45
Reporting Period:
2019-08-30
Accepted Time:
2019-09-04 16:03:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874761 Aes Corp AES Cogeneration Services & Small Power Producers (4991) 541163725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1754406 Julian Nebreda 4300 Wilson Blvd.
Arlington VA 22203
Svp, Andes Sbu President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-08-30 6,000 $15.25 35,314 No 4 S Direct
Common Stock Acquisiton 2019-08-30 12,864 $12.18 48,178 No 4 M Direct
Common Stock Disposition 2019-08-30 12,864 $15.24 35,314 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-08-30 12,864 $0.00 12,864 $12.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,284 Indirect by 401(k)
Footnotes
  1. Since the last Form 4 filing on February 26, 2019, the reporting person acquired 440 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated September 3, 2019.
  2. This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments. The first installment vested on February 19, 2011, the second installment vested on February 19, 2012 and the final installment vested on February 19, 2013.