Filing Details

Accession Number:
0001410636-19-000152
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-04 14:50:43
Reporting Period:
2019-08-30
Accepted Time:
2019-09-04 14:50:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1430106 Walter Lynch 1 Water Street
Camden NJ 08102-1658
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-30 6,908 $52.75 113,574 No 4 M Direct
Common Stock Disposition 2019-08-30 6,908 $126.91 106,666 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-08-30 6,908 $0.00 6,908 $52.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,454 2021-12-31 No 4 M Direct
Footnotes
  1. The option award granted on February 17, 2015 and representing a right to purchase 25,362 shares, vested in three equal installments on January 1, 2016, 2017 and 2018.
  2. A prior exercise of 10,000 shares underlying this option was previously reported.