Filing Details

Accession Number:
0001179110-19-010021
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-03 17:35:22
Reporting Period:
2019-08-30
Accepted Time:
2019-09-03 17:35:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA Services-Medical Laboratories (8071) 010894487
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1697362 Burkes Michael Brophy C/O Natera, Inc., 201 Industrial Road
Suite 410
San Carlos CA 94070
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-30 1,172 $9.48 15,362 No 4 M Direct
Common Stock Acquisiton 2019-08-30 78 $9.48 15,440 No 4 M Direct
Common Stock Acquisiton 2019-08-30 2,234 $10.41 17,674 No 4 M Direct
Common Stock Disposition 2019-08-30 1,172 $32.97 16,502 No 4 S Direct
Common Stock Disposition 2019-08-30 78 $32.97 16,424 No 4 S Direct
Common Stock Disposition 2019-08-30 2,234 $32.97 14,190 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-08-30 1,250 $0.00 1,250 $9.48
Common Stock Stock Option (right to buy) Disposition 2019-08-30 2,234 $0.00 2,234 $10.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,250 2025-10-08 No 4 M Direct
42,454 2027-06-08 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.
  2. The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.
  3. The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.