Filing Details

Accession Number:
0001567619-19-017784
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-03 16:25:34
Reporting Period:
2019-08-29
Accepted Time:
2019-09-03 16:25:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505497 Biorestorative Therapies Inc. BRTX Services-Misc Health & Allied Services, Nec (8090) 911835664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612143 Jude Paul Tonna 69 Chichester Road
Huntington NY 11743
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-29 17,850 $0.28 123,850 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option $0.75 2024-06-27 15,000 15,000 Direct
Common Stock Option $0.75 2024-10-23 25,000 25,000 Direct
Common Stock Option $0.75 2025-09-04 60,000 60,000 Direct
Common Stock Option $0.75 2026-06-10 64,000 64,000 Direct
Common Stock Warrant $4.00 2017-03-01 2022-03-01 30,000 30,000 Direct
Common Stock Stock Option $0.75 2027-06-23 125,000 125,000 Direct
Common Stock Stock Option $0.75 2028-10-29 75,000 75,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-06-27 15,000 15,000 Direct
2024-10-23 25,000 25,000 Direct
2025-09-04 60,000 60,000 Direct
2026-06-10 64,000 64,000 Direct
2022-03-01 30,000 30,000 Direct
2027-06-23 125,000 125,000 Direct
2028-10-29 75,000 75,000 Direct
Footnotes
  1. The option vests to the extent of 5,000 shares on each of June 27, 2014, June 27, 2015 and June 27, 2016.
  2. The option is exercisable to the extent of 8,334 shares on October 23, 2015 and 8,333 shares on each of October 23, 2016 and October 23, 2017.
  3. The option is exercisable to the extent of 30,000 shares on December 22, 2015 and 10,000 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.
  4. The option is exercisable to the extent of 21,334 shares on June 10, 2016, and 21,333 shares on each of June 10, 2017 and June 10, 2018.
  5. The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.
  6. The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.